Regulatory Enforcement: SEC, FCA And SFC
Abusive market activity will continue to be a focus area for regulators globally, notes Kinetic Partners, after analyzing regulatory enforcement trends at the SEC, FCA and SFC.
Kinetic Partners published a report titled “Global Enforcement Review- 2014” after analyzing the regulatory enforcement trends at the U.S. Securities and Exchange Commission (SEC), the UK Financial Conduct Authority (FCA) and the Securities & Futures Commission of Hong Kong (SFC). For . . .
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