Barclays, Goldman Sachs, Merrill Lynch fined $1M each by Finra
Three major banks has settled an insider trading related case with the Financial Industry Regulatory Authority, according to an AP report.
$1 million fine for three banks
In agreeing to pay the $1 million fine each, the banks don’t admit nor deny the charges and key documentation regarding alleged criminal behavior may remain sealed.
The case stems from improper . . .
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