hedge funds SEC filings SEC Enforcement

Liquidnet, Wedbush Subject of SEC Ire

One day following the tough talk of Security and Exchange Commission (SEC) Chairwoman Mary Jo White, the agency fined a major dark pool operator for public disclosure of confidential information about exchange participants, while one of the largest trading firms on the NASDAQ OMX Group, Inc. (NASDAQ:NDAQ) was charged with a laundry list of complaints.


SEC's $2 million fine for Liquidnet
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