Barclays Wealth Management Fined For Unauthorized Client Trades – ValueWalk Premium
23Sep

Barclays Wealth Management Fined For Unauthorized Client Trades

Just five days after the research arm of Barclays PLC (ADR) (NYSE:BCS) (LON:BARC) indicated that its regulatory problems in the U.S. may be in the rear view mirror come new charges by the Security and Exchange Commission against the London-based bank.
SEC charges Barclays with failing to maintain an adequate internal compliance system
The SEC today charged Barclays with “failing to maintain an adequate internal . . .

SORRY!

This content is exclusively for paying members.

If you are subscribed and having an account error please clear cache and cookies if that does not work email [email protected] or click Chat.

Author

Mark Melin is an alternative investment practitioner whose specialty is recognizing the impact of beta market environment on a technical trading strategy. A portfolio and industry consultant, wrote or edited three books including High Performance Managed Futures (Wiley 2010) and The Chicago Board of Trade’s Handbook of Futures and Options (McGraw-Hill 2008) and taught a course at Northwestern University's executive education program.

Related Posts

01Mar

A Trial Balloon?

By

New Fed Chairman Powell had just finished his Senate testimony.  Market participants were digesting the morning’s economic data and the likely Fed reaction. Then…something happened.  Normally I am skeptical of... read more

M&A Frenzy
30Sep

Specialty Pharma, Generics M&A Frenzy To Continue Into 2016: Nomura

By

The specialty pharmaceutical and generics M&A frenzy that continues to fuel strong sector performance is being driven by a host of factors which could continue to drive M&A activity... read more

05Jul

Where the 1% Lives

By

Income inequality is a rising concern for some Americans. But just how much do the top 1% earn on average? Take a look at our map below. We’ve mapped... read more

Crypto
11Nov

Greenwich Economic Forum: Genesis CEO Says This is why there is no global order book for cryptocurrencies

By

As the years have gone on, more and more institutional investors have become interested in cryptocurrency, but more must be done. At the Greenwich Economic Forum, Genesis CEO Michael... read more

Magic Formula
29Feb

Strategy Test – Joel Greenblatt's "Magic Formula"

By

Strategy Test - Joel Greenblatt's "Magic Formula" by Bargain Value Get The Timeless Reading eBook in PDF Get the entire 10-part series on Timeless Reading in PDF. Save it to your... read more

04Aug

Rebels In Syria Using iPads To Target Troops

By

While a certain group of Islamic rebels in Syria have been accused of using stone-aged moralistic principles to guide their behavior, other rebels are not operating using stone-age weapons.... read more

02Dec

Private Equity Remains Resilient In The Face Of Pandemic-Induced Volatility

By

Published today, 2021 Global Private Equity Outlook, a report produced by global law firm Dechert LLP in association with Mergermarket, finds that private equity (PE) funds still have plenty... read more

15Jul

FDIC’s Hoenig Defends Warren’s Glass-Steagall Act

By

The Vice Chairman of the Federal Deposit Insurance Corporation (FDIC) has vigorously defended the reenactment of parts of the Glass-Steagall act sought by Senator Elizabeth Warren, along with other... read more

11Mar

Hedge Funds Lighten Up On Chinese Yuan Trade

By

In yesterday's note to clients, Bridgewater Associates addressed China, hoping to clear the air. Their comments, however, were timed just as many hedge funds are exiting the Chinese currency... read more

Arlington Value Capital
02Nov

Arlington Value’s Allan Mecham On Investment Strategy And Finding Stocks To Buy

By

In the universe of mid-sized value orientated hedge funds, Allan Mecham of Arlington Value has to be one of the top ten performers of all time. Over the seven-and-a-half years... read more

X
Saved Articles
X
TextTExtLInkTextTExtLInk

The top investors are reading ValuewalkPremium.

Click here to learn why

0