CFTC And SEC Rules Harmonized To Facilitate General Solicitation – ValueWalk Premium
CFTC

CFTC And SEC Rules Harmonized To Facilitate General Solicitation

The U.S. Commodity Futures Trading Commission (CFTC) has issued an exemptive letter providing relief from certain provisions restricting marketing of investment opportunities to the public.

A Commodity Pool Operator (CPO) claiming the exemptive relief must file a notice with the Division of Swap Dealer and Intermediary Oversight.


CFTC’s JOBS Act exemptive relief
CFTC’s Division of Swap Dealer and Intermediary Oversight

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