SEC's White Wants Inside Look At Asset Management IndustryMark Melin
Securities and Exchange Commissioner (SEC) Mary Jo White today outlined three core initiatives designed to reign in asset manager risk.
“The financial crisis only underscored the importance of the careful management of risk by funds and their advisers, including portfolio composition and operational risks in particular,” White said in prepared remarks at the New York Times Dealbook conference Thursday.
White’s focus is in three areas: data transparency, portfolio composition and . . .
This content is exclusively for paying members.
If you are subscribed and having an account error please clear cache and cookies if that does not work email [email protected] or click Chat.