SEC Enforcement Activity Against Public Company Defendants

SEC Enforcement Activity Against Public Company Defendants

Executive Summary

  • This report analyzes data in the Securities Enforcement Empirical Database (SEED), a collaboration between the NYU Pollack Center for Law & Business and Cornerstone Research. SEED is an online resource that provides data on SEC actions filed against defendants that are public companies traded on major U.S. exchanges.1 This report focuses on actions initiated between fiscal years 2010 and 2015.
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