Watch Out, The Compliance Officer Listening To Your Conversation May Be A ComputerMark Melin
One component of the forthcoming ESMA MiFID II regulations that hasn’t received the headlines that the impact on research has received is the mandate to record “electronic communication.” Like much of the preparedness levels for the sweeping regulations set to impact the financial services industry come January 2018, clarity can be wanting. As the deadline approaches, automated recording systems and artificial intelligence could work to solve the problem in a post big brother world.
ESMA Mifid II . . .
This content is exclusively for paying members. Access all of our content on including years of timeless investment news and in depth analysis for only a few dollars a month by signing up here while also supporting quality content and journalism, or learn more about our premium content here
If you are subscribed and having an account error please clear cache and then cookies if that does not work email email@example.com and we will get back to you as quick as humanly possible