Securities And Exchange Commission SEC

Mr. Chairman, “Rebuild The 40 Act Wall”

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Q2 hedge fund letters, conference, scoops etc

“Those who fail to learn from history are doomed to repeat it.”

RIAs must heed Churchill’s forewarning. The SEC’s proposed standards for brokers and advisors will erase the major rationale for the Advisers Act of 1940 – to differentiate advisors and brokers in regulation.

This is . . .


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