Dark Pools Face Enhanced Regulator ScrutinyMani
“Dark Pools” operators are now subjected to enhanced scrutiny from regulators, according to a Wall Street Journal Report.
Wall Street’s self-regulatory body, the Financial Industry Regulatory Authority (FINRA), sent 15 examination letters last month to ‘dark pools’ operators, seeking more information on their operations, client profile and surveillance systems adopted.
What Were Dark Pools Set Up For . . .
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