If you listen to the SEC’s complaint against him, Dickson V. Lee, chief executive officer and chairman of the board of directors of L & L Energy, Inc. (NASDAQ:LLEN), is a control freak. “Misrepresented” that he hired CFO However, just days after being charged by the SEC that he had “fraudulently misrepresented” that he had hired top talent to manage the firm he founded, he resigned. On March 27, 2014 the SEC filed a complaint against Lee, whose company is headquartered in Seattle but operates a coal operation in China. Then in an SEC document filed on April 1, Lee…
Founder of L&L Energy, Inc. Resigns After SEC Fraud Charges
Mark Melin
Mark Melin is an alternative investment practitioner whose specialty is recognizing the impact of beta market environment on a technical trading strategy. A portfolio and industry consultant, wrote or edited three books including High Performance Managed Futures (Wiley 2010) and The Chicago Board of Trade’s Handbook of Futures and Options (McGraw-Hill 2008) and taught a course at Northwestern University's executive education program.