As changes in Securities and Exchange rules on general solicitation and advertising have evolved, allowing more general solicitation of investors that were previously restricted under what was known as Regulation D filings, new platforms for identifying and distributing such investments are being launched. This includes the ACE Portal / NYSE platform. Opportunities in the new investment portal In the latest issue of Opalesque Private Equity Strategies, Roger Mulvihill, with the Dechert, LLP law firm, outlines the opportunity. Previously Regulation D offerings limited alternative investments such as private placements to a limited number of clients with which a hedge fund had…
New Private Equity Investment Portal Disintermidates Sales People
Mark Melin
Mark Melin is an alternative investment practitioner whose specialty is recognizing the impact of beta market environment on a technical trading strategy. A portfolio and industry consultant, wrote or edited three books including High Performance Managed Futures (Wiley 2010) and The Chicago Board of Trade’s Handbook of Futures and Options (McGraw-Hill 2008) and taught a course at Northwestern University's executive education program.