Much Anticipated SEC Crackdown Confirmed, Document Outlines Details

SEC Crackdown .. After hearing much behind the scenes chatter as well as on the record statements last year on a forthcoming Securities and Exchange crackdown on industry practices – at the time considered to be part of a larger move under the Obama administration to address Wall Street before leaving office – that crackdown appears to be taking shape officially, a topic we have been following in ValueWalk.  SEC Crackdown plans on monitoring conflicts of interest at all levels — not just retail investors In its “Examination Priorities for 2016” document, the SEC’s Office of Compliance Inspections and Examinations,…