New SEC Data Driven Enforcement Shows Results In Fraud ChargesMark Melin
Using a new data-driven algorithmic analysis method to detect securities fraud is bearing fruit as the Securities and Exchange Commission (SEC) announced charges against a Wisconsin-based investment advisor who bilked investors through a process known as “cherry-picking.”
SEC uses data driven analysis to uproot fraud scheme targeting investors
The SEC actions announced Monday pointed the finger at . . .
This content is exclusively for paying members.
If you are subscribed and having an account error please clear cache and cookies if that does not work email [email protected] or click Chat.