FINRA Fines Goldman Sachs $800K Over Dark Pool Trades
The Financial Industry Regulatory Authority (FINRA) has fined Goldman Sachs Group Inc (NYSE:GS) $800,000 for failing to prevent trade-throughs on 395,000 trades from its SIGMA-X dark pool between July 29, 2011 and August 9, 2011. Goldman Sachs also returned $1.67 million to investors whose trades were affected during that period.
Market data latency . . .
This content is exclusively for paying members.
If you are subscribed and having an account error please clear cache and cookies if that does not work email [email protected] or click Chat.