SEC Charges Advisor For Using Client Funds To Buy A Ski Home
The Securities and Exchange Commission (SEC) charged Seattle-based investment advisor Dennis H. Daugs Jr. of Lakeside Capital Management LLC with fraudulently misusing client assets to make loans to himself, which he used to buy a ski home and a vintage car, and to settle with other disgruntled clients. Lakeside Capital and Daugs have agreed to pay $340,000 in . . .
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